-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LBnWqnQrw6WFNiuZg9JLzOetBI2ZDjp1q3Xeo5DBWUY6tTA1WQb5OYjcGdVLkede 7brB4mlR0p49r/1akEpT5w== 0000927087-01-500016.txt : 20010212 0000927087-01-500016.hdr.sgml : 20010212 ACCESSION NUMBER: 0000927087-01-500016 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NET PERCEPTIONS INC CENTRAL INDEX KEY: 0001078203 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 411844584 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-58009 FILM NUMBER: 1531443 BUSINESS ADDRESS: STREET 1: 7700 FRANCE AVE SOUTH CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 6129031270 MAIL ADDRESS: STREET 1: 7700 FRANCE AVE SOUTH CITY: EDINA STATE: MN ZIP: 55435 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: VULCAN VENTURES INC CENTRAL INDEX KEY: 0001014931 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 911374788 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 505 UNION STATION, 505 FIFTH AVENUE STREET 2: STE 900 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 342-2000 MAIL ADDRESS: STREET 1: 505 UNION STATION, 505 FIFTH AVENUE STREET 2: STE 900 CITY: SEATTLE STATE: WA ZIP: 98104 SC 13G/A 1 netper.txt SCHEDULE 13 G AMENDMENT ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden Hours per response.... 14.90 ----------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) NET PERCEPTIONS, INC. --------------------- (Name of Issuer) Common Stock ------------------------------ (Title of Class of Securities) 64107U101 ------------------------------ (CUSIP Number) December 31, 2000 --------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) William D. Savoy Lucas D. Schenck 505 Union Station Foster Pepper & Shefelman PLLC 505 Fifth Avenue, Suite 900 1111 Third Avenue, Suite 3400 Seattle, Washington 98104 Seattle, Washington 98101 (206) 342-2000 (206) 447-4400 --------------------------------------------------------------------- (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. - ------------------------- ------------------------------ CUSIP NO. 64107U101 13G Page 2 of 8 Pages - ------------------------- ------------------------------ - -------- ----------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Paul G. Allen - -------- ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------- ----------------------------------------------------------------------- 3 SEC USE ONLY - -------- ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------- ----------------------------------------------------------------------- ----- ----------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF -0- shares SHARES ----- ----------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH -0- shares REPORTING ----- ----------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH -0- shares ----- ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- shares - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------- ------------------------------ CUSIP NO. 64107U101 13G Page 3 of 8 Pages - ------------------------- ------------------------------ - -------- ----------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Vulcan Ventures Incorporated - -------- ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------- ----------------------------------------------------------------------- 3 SEC USE ONLY - -------- ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION State of Washington - -------- ----------------------------------------------------------------------- ----- ----------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF -0- shares SHARES ----- ----------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH -0- shares REPORTING ----- ----------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH -0- shares ----- ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- shares - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- Item 1 (a). Name of Issuer: Net Perceptions, Inc. Item 1 (b). Address of Issuer's Principal Executive Offices: 7901 Flying Cloud Drive Minneapolis, Minnesota 55344 Item 2 (a). Name of Person Filing: Paul G. Allen and Vulcan Ventures Incorporated Item 2 (b). Address of Principal Business Office or, if none, Residence: 505 Union Station, 505 Fifth Avenue, Suite 900 Seattle, Washington 98104 Item 2 (c). Citizenship:Paul G. Allen is a citizen of the United States of America. Vulcan Ventures Incorporated is a corporation organized under the laws of the State of Washington. Item 2 (d). Title of Class of Securities: Common Stock, par value $0.0001 per share Item 2 (e). CUSIP Number: 64107U101 Item 3. If this Statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: Not applicable. Item 4. Ownership (a) Amount Beneficially Owned:-0- shares (b) Percent of Class: 0% (c) Number of Shares as to which Such Person has: (i) sole power to vote or to direct the vote -0- shares (ii) shared power to vote or to direct the vote -0- shares (iii) sole power to dispose or to direct the disposition of -0- shares (iv) shared power to dispose or to direct the disposition of -0- shares Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. Page 4 of 8 Item 6. Ownership of More Than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification Not applicable. Page 5 of 8 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. VULCAN VENTURES INCORPORATED February 8, 2001 By: /s/ William D. Savoy ----------------------------------------- William D. Savoy, Vice President February 8, 2001 * --------------------------------------------- Paul G. Allen *By: /s/ William D. Savoy ----------------------------------------- William D. Savoy as Attorney-in Fact for Paul G. Allen pursuant to a Power of Attorney filed on August 30, 1999, with the Schedule 13G of Vulcan Ventures Incorporated and Paul G. Allen for Pathogenesis, Inc. and incorporated herein by reference. Page 6 of 8 EXHIBIT INDEX Exhibit Description - ------- ----------- 99.1 Joint Filing Agreement Page 7 of 8 EXHIBIT 99.1 Joint Filing Agreement ---------------------- We, the signatories of the statement to which this Joint Filing Agreement is attached, hereby agree that such statement is filed, and any amendments thereto filed by either or both of us will be filed, on behalf of each of us. Dated: February 8, 2001. VULCAN VENTURES INCORPORATED By: /s/ William D. Savoy ----------------------------------------- William D. Savoy, Vice President * --------------------------------------------- Paul G. Allen *By: /s/ William D. Savoy ----------------------------------------- William D. Savoy as Attorney-in Fact for Paul G. Allen pursuant to a Power of Attorney filed on August 30, 1999, with the Schedule 13G of Vulcan Ventures Incorporated and Paul G. Allen for Pathogenesis, Inc. and incorporated herein by reference. Page 8 of 8 -----END PRIVACY-ENHANCED MESSAGE-----